UC Santa Barbara

The research presented in this dissertation evaluates the direct relationships of phytoplankton community composition and inherent optical properties (IOP); that is, the absorption and scattering of light in the ocean. Phytoplankton community composition affect IOPs in both direct and indirect ways, thus creating challenges for optical measurements of biological and biogeochemical properties in aquatic systems. Studies were performed in the Santa Barbara Channel (SBC), CA where an array of optical and biogeochemical measurements were made. Phytoplankton community structure was characterized by an empirical orthogonal functional analysis (EOF) using phytoplankton accessory pigments. The results showed that phytoplankton community significantly correlated to all IOPs, e.g. phytoplankton specific absorption, detrital absorption, CDOM absorption and particle backscattering coefficients. Furthermore, the EOF analysis was unique in splitting the microphytoplankton size class into separate diatom and dinoflagellate regimes allowing for assessment optical property differences within the same size class, a technique previously not systematically achievable. The phytoplankton functional group dinoflagellates were particularly influential to IOPs in surprising ways. Dinoflagellates showed higher backscattering efficiencies than would be predicted based on Mie theory, and significantly influenced CDOM absorption via direct association with dissolved mycosproine-like amino acid absorption (MAA) peaks in CDOM spectra. A new index was developed in this work to quantify MAA absorption peaks in CDOM spectra, and was named the MAA Index. Prior to this research dissolved MAA absorption in natural waters was never quantified, and CDOM data containing these peaks were often disregarded and discarded from analysis.

CDOM dynamics in the SBC were assessed for a 15-year study period, and this work shows that significantly large MAA Index values, e.g. MAA Index > 1, were present in approximately 16% of surface water data. Variability in CDOM spectral shape was quantified using the EOF technique, and regression analysis with EOF outputs showed that CDOM absorption intensity and spectral shape were well correlated dinoflagellate presence. Furthermore, results showed that phytoplankton biomass played a secondary role in relation to CDOM absorption, and that variability in CDOM absorption coefficients were primarily driven by community composition. CDOM quality in the SBC was also assessed using CDOM fluorescence properties via excitation emission matrix spectroscopy (EEMS). The EEMS data was analyzed using a multivariate statistical procedure, again, an EOF analysis, to identify three dominant CDOM source regimes: the surface pelagic regime, deep-water (up to 300 m) regime and kelp forest pelagic regime. This work also found that while CDOM absorption coefficient was strongly influence by which phytoplankton groups were present, DOM quality was characterized more so by the amount of phytoplankton biomass, hence indicating strong microbial component to DOM production. Lastly, with the use of the EEMS data, and characterization of CDOM absorption properties, e.g. spectral slope, S, slope ratio, SR, specific UV-absorbance, SUVA and MAA Index, we found that terrestrial sources of CDOM were very limited in the SBC. Based on this research, mineral particle concentrations that significantly correlated with IOPs were thought to be associated with suspended sediments from shoaling of the continental shelf rather than from stream/river influence. Thus, the SBC is a unique, optically complex ocean system where IOP dynamics, thus remote sensing reflectance, are strongly influenced by shifts in phytoplankton community structure.